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020 7336 8403 |
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As FSA compliance consultants Judicium specialise in the provision of support services to organisations that are seeking authorisation to carry our regulated activities, or those already authorised and regulated by the Financial Services Authority. Our clients can range from individuals to multi-nationals and include IFAs, banks, hedge funds, friendly societies, stockbrokers and investment managers. |
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Our consultants are professionally qualified with extensive compliance and industry experience and a thorough understanding of Financial Services Regulation.
Our mission is to provide you with cost effective compliance solutions that are both readily understood and easily implemented. This enables you to discharge your compliance responsibilities effectively whilst relieving you as far as possible from the burden of day-to-day compliance work. |
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Most of our clients initially approached us for advice on one or more of the following issues: |
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FSA Authorisation |
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Ad Hoc Assistance and Advice |
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Full Compliance Support Service |
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Monthly, quarterly or biannual compliance audits |
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Compliance Training |
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Anti Money Laundering |
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Markets in Financial Instruments Directive (MiFID) |
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Treating Customers Fairly (TCF) |
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FSA Compliance Manual |
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General Insurance |
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Handling Complaints |
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If you would like further information, or a no-obligation quote, on how Judicium can assist your organisation to reach compliance standards, or to seek FSA authorisation, please contacts us on 020 7336 8403 or on enquiries@judicium.com
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